UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* |
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS
THERETO FILED PURSUANT TO 13d-2(b)
(AMENDMENT NO. 5)
Guess?, Inc. |
||||
(Name of Issuer) | ||||
Common Stock |
||||
(Title of Class of Securities) | ||||
401617 10 5 |
||||
(CUSIP Number) |
||||
December 31, 2001 |
||||
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
/ / Rule 13d-1(b)
/ / Rule 13d-1(c)
/x/ Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 401617 10 5 | SCHEDULE 13G | Page 2 of 12 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Maurice Marciano |
|||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | / / | |||
(b) | /x/ | |||||
Group membership is acknowledged for purposes of making a group filing pursuant to rule 13d-1(k) only. | ||||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Republic of France |
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 16,052,594 |
||||
6 | SHARED VOTING POWER 10,000 |
|||||
7 | SOLE DISPOSITIVE POWER 16,052,594 |
|||||
8 | SHARED DISPOSITIVE POWER 10,000 |
|||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,062,594 |
|||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 36.6% |
|||||
12 | TYPE OF REPORTING PERSON* IN |
|||||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 401617 10 5 | SCHEDULE 13G | Page 3 of 12 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Paul Marciano |
|||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | / / | |||
(b) | /x/ | |||||
Group membership is acknowledged for purposes of making a group filing pursuant to rule 13d-1(k) only. | ||||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Republic of France |
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 12,749,298 |
||||
6 | SHARED VOTING POWER 140,870 |
|||||
7 | SOLE DISPOSITIVE POWER 12,749,298 |
|||||
8 | SHARED DISPOSITIVE POWER 140,870 |
|||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,890,168 |
|||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 29.4% |
|||||
12 | TYPE OF REPORTING PERSON* IN |
|||||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 401617 10 5 | SCHEDULE 13G | Page 4 of 12 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Armand Marciano |
|||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | / / | |||
(b) | /x/ | |||||
Group membership is acknowledged for purposes of making a group filing pursuant to rule 13d-1(k) only. | ||||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Republic of France |
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 6,490,492 |
||||
6 | SHARED VOTING POWER - -0- |
|||||
7 | SOLE DISPOSITIVE POWER 6,490,492 |
|||||
8 | SHARED DISPOSITIVE POWER - -0- |
|||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,490,492 |
|||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.8% |
|||||
12 | TYPE OF REPORTING PERSON* IN |
|||||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
CUSIP No. 401617 10 5 | SCHEDULE 13G | Page 5 of 12 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Gary W. Hampar |
|||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) | / / | |||
(b) | /x/ | |||||
Group membership is acknowledged for purposes of making a group filing pursuant to rule 13d-1(k) only. | ||||||
3 | SEC USE ONLY | |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Republic of France |
|||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER - -0- |
||||
6 | SHARED VOTING POWER 140,870 |
|||||
7 | SOLE DISPOSITIVE POWER - -0- |
|||||
8 | SHARED DISPOSITIVE POWER 140,870 |
|||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 140,870 |
|||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3% |
|||||
12 | TYPE OF REPORTING PERSON* IN |
|||||
*SEE INSTRUCTIONS BEFORE FILLING OUT!
This Amendment No. 5 (the "Amendment No. 5") amends and supplements the Statement on Schedule 13G, dated February 14, 1997, as amended by Amendment No. 1, dated February 17, 1998, Amendment No. 2, dated February 12, 1999, Amendment No. 3, dated February 10, 2000, and Amendment No. 4, dated February 13, 2001 (the "Schedule 13G"), relating to shares of the common stock, $.01 par value per share (the "Shares"), of Guess ?, Inc., a Delaware corporation (the "Issuer"). Pursuant to Rule 13d-2 of Regulation 13D-G promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the undersigned hereby file this Amendment No. 5 on behalf of Maurice Marciano, Paul Marciano, Armand Marciano, and Gary W. Hampar.
Unless otherwise indicated, each capitalized term used but not otherwise defined herein shall have the meaning assigned to such term in the Schedule 13G.
Item 2.
Item 4. Ownership
Item 4 is hereby amended and supplemented as follows:
Paul Marciano beneficially owns 12,890,168 shares of Common Stock as follows: 11,749,298 shares held indirectly as sole trustee of the Paul Marciano Trust; 1,000,000 shares held indirectly as sole trustee of the Paul Marciano Grantor Retained Annuity Trust #2 and 140,870 shares held indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained Annuity Trust.
Armand Marciano beneficially owns 6,490,492 shares of Common Stock as follows: 6,485,492 shares held indirectly as sole trustee of the Armand Marciano Trust; 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Anastasia; 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Francesca; 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Harrison; 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Dominique; and 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Julien.
Gary W. Hampar beneficially owns 140,870 shares of Common Stock held indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained Annuity Trust.
Page 6 of 12
Percentage ownership of the Common Stock is based on 43,866,464 shares of Common Stock, which represents the number of outstanding shares of Common Stock as reported in the Issuer's Form 10-Q for the quarter ended September 30, 2000.
Paul Marciano has (i) sole voting power with respect to 11,749,298 shares held indirectly as sole trustee of the Paul Marciano Trust, and sole voting power with respect to 1,000,000 shares held indirectly as sole trustee of the Paul Marciano Grantor Retained Annuity Trust #2, except for the restrictions on voting described in Item 8 of Schedule 13G; (ii) shared voting power with respect to 140,870 shares held indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained Annuity Trust; (iii) sole dispositive power with respect to 11,749,298 shares held indirectly as sole trustee of the Paul Marciano Trust, and 1,000,000 shares held indirectly as sole trustee of the Paul Marciano Grantor Retained Annuity Trust #2, except for the rights of first refusal described in Item 8 of Schedule 13G; and (iv) shared dispositive power with respect to 140,870 shares held indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained Annuity Trust.
Armand Marciano has (i) sole voting power with respect to 6,485,492 shares held indirectly as sole trustee of the Armand Marciano Trust, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Anastasia, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Francesca, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Harrison, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Dominique, and 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Julien, except for the restrictions on voting described in Item 8 of Schedule 13G; (ii) no shared voting power with respect to any shares; (iii) sole dispositive power with respect to 6,485,492 shares held indirectly as sole trustee of the Armand Marciano Trust, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Anastasia, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Francesca, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Harrison, 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Dominique, and 1,000 shares held indirectly as sole trustee of the Armand Marciano Gift Trust-Julien, except for the rights of first refusal described in Item 8 of Schedule 13G; and (iv) no shared dispositive power with respect to any shares.
Gary W. Hampar has (i) no sole voting power with respect to any shares; (ii) shared voting power with respect to 140,870 shares held indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained Annuity Trust; (iii) no sole dispositive power with respect to any shares; and (iv) shared dispositive power with respect to 140,870 shares held indirectly as co-trustee of the Maurice Marciano 1996 Grantor Retained Annuity Trust.
Page 7 of 12
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
February 14, 2002 | Maurice Marciano | |||
By: |
/s/ MAURICE MARCIANO Maurice Marciano |
Page 8 of 12
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
February 14, 2002 | Paul Marciano | |||
By: |
/s/ PAUL MARCIANO Paul Marciano |
Page 9 of 12
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
February 14, 2002 | Armand Marciano | |||
By: |
/s/ ARMAND MARCIANO Armand Marciano |
Page 10 of 12
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
February 14, 2002 | Gary W. Hampar | |||
By: |
/s/ GARY W. HAMPAR Gary W. Hampar |
Page 11 of 12
Exhibit Number |
Title |
|
---|---|---|
1 | Joint Filing Agreement among the Reporting Persons pursuant to Rule 13d-1(k)(1). |
Page 12 of 12
EXHIBIT 1
AMENDED AND RESTATED
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the shares of common stock, $0.01 par value, of Guess ?, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit thereto. In addition, each party to this Agreement expressly authorizes each other party to this Agreement to file on its behalf any and all amendments to such statement.
Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
Date: February 14, 2002
/s/ MAURICE MARCIANO Maurice Marciano |
||
/s/ PAUL MARCIANO Paul Marciano |
||
/s/ ARMAND MARCIANO Armand Marciano |
||
/s/ GARY W. HAMPAR Gary W. Hampar |